Compliance and Communications
Plan Administrator Communications
Automatically Provided by the Program
The Program will automatically send you the following communications:
- Plan totals report (quarterly and annually)
- Monthly loan report (if the plan contains outstanding loans)
- Summary plan description (SPD)
- Summary of material modifications (SMM)
- Summary annual report (SAR)
- 408(b)(2) Service Provider Disclosure
- IRS opinion letter on the form of master prototype Program plan you have selected
- Master trust agreement
- Program Investment Policy Statement
- Annual Program Report
Provided on Request
Upon request, the Program will send you the following:
- Forfeiture allocations
- Employer contribution calculation